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Publication

An Avoidance Canon for Erie: Using Federalism to Resolve Shady Grove's Conflicts Analysis Problem

Zoffer, Joshua P.
Abstract
Eight years ago, the Supreme Court’s tripartite split in Shady Grove Orthopedic Associates, P.A. v. Allstate Insurance Co. highlighted a troublesome lacuna in the Court’s Erie jurisprudence. That case revealed that where it is ambiguous whether a Federal Rule of Civil Procedure and a state law conflict, the Court has no standard doctrinal method for resolving that ambiguity. This gap matters for our federal-state balance. Under the approach developed in Sibbach v. Wilson & Co. and affirmed in Hanna v. Plumer, once a valid Federal Rule is deemed to conflict with a state law, it displaces that state law in federal court. Thus, the operative question for whether state laws, even those with substantive purposes, will apply in federal court is whether a court believes there is a conflict. Recently, federal courts have struggled to reach consistent results in the face of this doctrinal gap. Divergent approaches to such Erie conflicts have opened circuit splits on a number of issues, ranging from the applicability of certain provisions of anti-SLAPP statutes to state pleading requirements.